Wells Fargo Securities International Limited

• Principal Place of Business

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Complaints Contact

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andreas Cziborra

  IRN AXC01711

  • CF30 Customer (1 Nov 2007 to 4 Jul 2008)
  • CF21 Investment Adviser (28 Jun 2007 to 31 Oct 2007)
• Andreas Kyriakides

  IRN AXK02964

  • CF30 Customer (6 Mar 2017 to 4 Mar 2019)
• Andrew Arthur Lewis Rutherford

  IRN AXR00975

  • [FCA CF] Client dealing (23 Oct 2024 to 26 Mar 2026)
• Andrew Bown

  IRN ASB01121

  • [FCA CF] Client dealing (since 2 Dec 2024)
• Andrew Graham

  IRN AXG44615

  • [FCA CF] Material risk taker (3 Jan 2021 to 31 Mar 2025)
• Andrew Hight

  IRN AXH02940

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2024)
  • CF30 Customer (30 Mar 2016 to 8 Dec 2019)
• Andrew Machin

  IRN ARM01282

  • [FCA CF] Manager of certification employee (since 4 Mar 2025)
  • [FCA CF] Client dealing (since 3 May 2022)
  • [FCA CF] Material risk taker (3 May 2022 to 8 Jun 2022)
• Andrew Sword

  IRN AWS01046

  • CF30 Customer (24 Feb 2015 to 8 Dec 2019)
• Andrew Widdowson

  IRN MAW01295

  • [FCA CF] Manager of certification employee (since 28 Oct 2025)
  • [FCA CF] Client dealing (since 28 Oct 2025)
• Andy Kyle

  IRN ARK01089

  • [FCA CF] Material risk taker (25 Aug 2020 to 21 Jul 2021)
  • CF28 Systems and controls (23 Feb 2016 to 8 Dec 2019)

No changes recorded yet.