Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wells Fargo Securities International Limited
FRN 186745
- [FCA CF] Client dealing (since 28 Oct 2025)
- [FCA CF] Manager of certification employee (since 28 Oct 2025)
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Wells Fargo Bank, National Association
FRN 456183
- [FCA CF] Manager of certification employee (since 28 Oct 2025)
- [FCA CF] Client dealing (since 28 Oct 2025)
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- [FCA CF] Manager of certification employee (29 Dec 2023 to 29 Aug 2025)
- [FCA CF] Client dealing (16 Aug 2022 to 29 Aug 2025)
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- [FCA CF] Client dealing (28 Sep 2021 to 7 Apr 2022)
- CF30 Customer (13 Oct 2009 to 6 Mar 2016)
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- [FCA CF] Material risk taker (10 Jul 2017 to 30 Jun 2021)
- [FCA CF] Client dealing (9 Dec 2016 to 27 Jul 2021)
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- [FCA CF] Client dealing (9 Dec 2016 to 27 Jul 2021)
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- [FCA CF] Client dealing (9 Dec 2016 to 27 Jul 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.