Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 4 Mar 2025)
    • [FCA CF] Client dealing (since 3 May 2022)
    • [FCA CF] Material risk taker (3 May 2022 to 8 Jun 2022)
    • [FCA CF] Material risk taker (since 4 Mar 2025)
    • [FCA CF] Manager of certification employee (since 4 Mar 2025)
    • [FCA CF] Client dealing (since 3 May 2022)
    • [FCA CF] Material risk taker (3 May 2022 to 8 Jun 2022)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Material risk taker (1 Nov 2021 to 29 Apr 2022)
    • [FCA CF] Client dealing (7 Nov 2019 to 29 Apr 2022)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 24 Oct 2019)
    • CF30 Customer (2 Jan 2014 to 12 Nov 2014)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 24 Oct 2019)
    • CF30 Customer (2 Jan 2014 to 12 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

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