Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wells Fargo Securities International Limited
FRN 186745
- [FCA CF] Manager of certification employee (since 4 Mar 2025)
- [FCA CF] Client dealing (since 3 May 2022)
- [FCA CF] Material risk taker (3 May 2022 to 8 Jun 2022)
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Wells Fargo Bank, National Association
FRN 456183
- [FCA CF] Material risk taker (since 4 Mar 2025)
- [FCA CF] Manager of certification employee (since 4 Mar 2025)
- [FCA CF] Client dealing (since 3 May 2022)
- [FCA CF] Material risk taker (3 May 2022 to 8 Jun 2022)
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- [FCA CF] Material risk taker (1 Nov 2021 to 29 Apr 2022)
- [FCA CF] Client dealing (7 Nov 2019 to 29 Apr 2022)
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- [FCA CF] Client dealing (7 Mar 2017 to 24 Oct 2019)
- CF30 Customer (2 Jan 2014 to 12 Nov 2014)
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- [FCA CF] Client dealing (7 Mar 2017 to 24 Oct 2019)
- CF30 Customer (2 Jan 2014 to 12 Nov 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.