Wells Fargo Securities International Limited

• Principal Place of Business

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Complaints Contact

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Meredith Reynolds

  IRN MXR02772

  • [FCA CF] Material risk taker (1 Mar 2023 to 10 Mar 2025)
  • [FCA CF] Manager of certification employee (1 Mar 2023 to 10 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2025)
  • CF30 Customer (20 Jul 2017 to 8 Dec 2019)
• Michael Claes Mortensen

  IRN MCM01058

  • CF30 Customer (1 Nov 2007 to 16 Dec 2008)
  • CF21 Investment Adviser (22 Oct 2007 to 31 Oct 2007)
• Michael Clifford Theodorus van Ree

  IRN MXV00243

  • [FCA CF] Manager of certification employee (since 18 Sep 2025)
  • [FCA CF] Client dealing (since 18 Sep 2025)
• Michael Darryl Cochran

  IRN MXC02038

  • CF29 Significant management (30 May 2013 to 1 Oct 2019)
  • CF30 Customer (21 Aug 2012 to 1 Oct 2019)
• Michael Francis Maloney

  IRN MFM01048

  • CF29 Significant management (22 Sep 2015 to 8 Dec 2019)
  • CF30 Customer (22 Sep 2014 to 8 Dec 2019)
• Michael Geoffrey Sutton

  IRN MXS01917

  • [FCA CF] Client dealing (since 26 Oct 2023)
• Michael George Kyriacou

  IRN MXK86437

  • [FCA CF] Client dealing (since 17 Apr 2024)
  • [FCA CF] Algorithmic trading (17 Apr 2024 to 13 Nov 2025)
• Michael Gore Paterson

  IRN MGP01036

  • CF30 Customer (1 Nov 2007 to 4 Apr 2009)
  • CF26 Customer Trading (1 Mar 2006 to 31 Oct 2007)
• Michael J Cuoco

  IRN MXC02097

  • CF30 Customer (9 Mar 2015 to 12 Dec 2016)
• Michael John Sealey

  IRN MJS01237

  • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
  • CF29 Significant management (1 Nov 2007 to 30 Nov 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (13 Apr 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (9 Feb 2004 to 31 Oct 2007)

No changes recorded yet.