Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • [FCA CF] Manager of certification employee (1 Mar 2023 to 10 Mar 2025)
    • [FCA CF] Material risk taker (1 Mar 2023 to 10 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2025)
    • CF30 Customer (20 Jul 2017 to 8 Dec 2019)
  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • [FCA CF] Manager of certification employee (1 Mar 2023 to 10 Mar 2025)
    • [FCA CF] Client dealing (19 Jul 2017 to 10 Mar 2025)

Recent activity

Updates to this individual's record on the FCA register.

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