Wells Fargo Securities International Limited

• Principal Place of Business

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Complaints Contact

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael John Veale

  IRN MJV01066

  • [FCA CF] Material risk taker (since 12 Feb 2026)
• Michael Lewis Rhydderch

  IRN MLR01081

  • CF30 Customer (10 Feb 2016 to 1 Oct 2019)
• Michael Neal Thompson

  IRN MNT01009

  • CF30 Customer (1 Nov 2007 to 21 Dec 2007)
  • CF21 Investment Adviser (7 Nov 2003 to 1 Jul 2005)
• Michael Norton

  IRN MJN01102

  • [FCA CF] Manager of certification employee (since 15 Dec 2023)
  • [FCA CF] Client dealing (since 31 Oct 2023)
• Michael Paul Heavener

  IRN MPH01069

  • CF1 Director (1 Dec 2001 to 18 Jun 2010)
• Michael Peterson

  IRN MXP01531

  • CF21 Investment Adviser (6 Nov 2003 to 1 Jul 2005)
• Michael Robert Daniels

  IRN MRD01059

  • CF3 Chief Executive (19 May 2003 to 2 May 2006)
  • CF8 Apportionment and Oversight (19 May 2003 to 2 May 2006)
  • CF21 Investment Adviser (8 Jul 2002 to 20 May 2007)
  • CF26 Customer Trading (8 Jul 2002 to 14 Jul 2005)
  • CF1 Director (7 Feb 2002 to 20 May 2007)
  • CF23 Corporate Finance Adviser (7 Feb 2002 to 14 Jul 2005)
• Michaela Barbara Robinson

  IRN MXR01054

  • [FCA CF] Manager of certification employee (since 30 Jul 2025)
• Michele Kwee Lee How

  IRN MKH01030

  • [FCA CF] Client dealing (30 May 2024 to 21 Jun 2024)
• Mickael Bellaiche

  IRN MXB00608

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2021)

No changes recorded yet.