Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Wells Fargo Securities International Limited
FRN 186745
- [FCA CF] Material risk taker (since 12 Feb 2026)
-
Wells Fargo Bank, National Association
FRN 456183
- [FCA CF] Material risk taker (since 12 Feb 2026)
- CF30 Customer (17 Sep 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.