Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF3 Chief Executive (19 May 2003 to 2 May 2006)
    • CF8 Apportionment and Oversight (19 May 2003 to 2 May 2006)
    • CF21 Investment Adviser (8 Jul 2002 to 20 May 2007)
    • CF26 Customer Trading (8 Jul 2002 to 14 Jul 2005)
    • CF1 Director (7 Feb 2002 to 20 May 2007)
    • CF23 Corporate Finance Adviser (7 Feb 2002 to 14 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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