Wells Fargo Securities International Limited

• Principal Place of Business

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Complaints Contact

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Gius

  IRN MXG02464

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Oct 2021)
  • [FCA CF] Algorithmic trading (9 Dec 2019 to 6 Oct 2021)
  • CF30 Customer (5 Nov 2015 to 8 Dec 2019)
• Matthew John Carter

  IRN MJC01250

  • CF29 Significant management (19 Jul 2017 to 8 Dec 2019)
  • CF30 Customer (12 Jun 2014 to 8 Dec 2019)
• Matthew John Craddock

  IRN MJC01617

  • CF30 Customer (26 Oct 2018 to 8 Apr 2019)
• Matthew Magidson

  IRN MXM01850

  • CF26 Customer Trading (23 Sep 2003 to 1 Jul 2005)
• Matthew St Hugh McFarlane

  IRN MXM01193

  • [FCA CF] Client dealing (1 Aug 2023 to 19 Jul 2024)
• Maureen Ruth Osborne

  IRN MRE01022

  • CF30 Customer (1 Nov 2007 to 4 Dec 2009)
  • CF21 Investment Adviser (1 Jun 2006 to 31 Oct 2007)
• Maximilian von Hurter

  IRN MXV01111

  • CF30 Customer (29 Nov 2018 to 1 Oct 2019)
• Mayowa Joseph Badmus

  IRN MXB01064

  • [FCA CF] Client dealing (since 3 Jan 2023)
• Mayur Arjunkumar Gandhi

  IRN MXG00843

  • [FCA CF] Client dealing (since 29 Apr 2025)
• Mayurh Aggarwal

  IRN MXA01002

  • [FCA CF] Significant management (since 4 Mar 2025)
  • [FCA CF] Manager of certification employee (since 2 Feb 2024)
  • [FCA CF] Material risk taker (since 2 Feb 2024)

No changes recorded yet.