Maximilian von Hurter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Eastdil Secured International Ltd.
FRN 913366
- SMF1 Chief Executive (since 19 Apr 2024)
- SMF3 Executive Director (since 6 May 2022)
- [FCA CF] Client dealing (since 17 Mar 2020)
Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- CF30 Customer (29 Nov 2018 to 1 Oct 2019)
Lazard & Co., Limited (no longer approved here)
FRN 114054
- CF30 Customer (28 Mar 2012 to 31 Jul 2018)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (1 Nov 2007 to 15 Apr 2011)
- CF22 Investment Adviser (Trainee) (19 Sep 2003 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.