Wells Fargo Securities International Limited

• Principal Place of Business

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Complaints Contact

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Geoffrey Archer

  IRN MGA01018

  • CF16 Significant Mgt (Desgntd Investment Business) (19 May 2006 to 29 Jun 2007)
  • CF21 Investment Adviser (19 May 2006 to 29 Jun 2007)
• Mark Holness

  IRN MXH01938

  • CF30 Customer (1 Nov 2007 to 14 Apr 2009)
  • CF21 Investment Adviser (10 Apr 2007 to 31 Oct 2007)
• Mark Lawrence Hyde

  IRN MLH01052

  • CF20 Significant Mgt (Settlements) (2 Aug 2002 to 20 Aug 2004)
• Markus Kulessa

  IRN MXK01671

  • CF30 Customer (29 Nov 2007 to 4 Jul 2008)
• Marta Brito da Silva

  IRN MXB48471

  • [FCA CF] Manager of certification employee (since 28 Oct 2025)
  • [FCA CF] Client dealing (since 4 May 2023)
• Martha Wallau

  IRN MTW01059

  • CF1 Director (21 Jan 2010 to 3 May 2013)
• Martin Schmid

  IRN MXS04305

  • CF30 Customer (2 Dec 2015 to 1 Mar 2019)
• Martin Woods

  IRN MXW01534

  • CF11 Money Laundering Reporting (16 Jan 2006 to 29 Aug 2008)
• Mary Ruth Hubert

  IRN MRH01149

  • CF30 Customer (1 Nov 2007 to 9 Jun 2008)
  • CF21 Investment Adviser (17 Mar 2006 to 31 Oct 2007)
• Matthew Brown

  IRN MMB01053

  • CF30 Customer (1 Nov 2007 to 30 Dec 2007)
  • CF21 Investment Adviser (16 Nov 2006 to 31 Oct 2007)

No changes recorded yet.