Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wells Fargo Securities International Limited
FRN 186745
- [FCA CF] Manager of certification employee (since 28 Oct 2025)
- [FCA CF] Client dealing (since 4 May 2023)
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Wells Fargo Bank, National Association
FRN 456183
- [FCA CF] Manager of certification employee (since 28 Oct 2025)
- [FCA CF] Client dealing (since 4 May 2023)
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- [FCA CF] Client dealing (20 Oct 2021 to 3 Apr 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.