Matthew Brown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- [FCA CF] Material risk taker (6 Jan 2020 to 27 Oct 2023)
- [PRA CF] Significant risk taker or Material risk taker (6 Jan 2020 to 27 Oct 2023)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (28 Jul 2010 to 30 Nov 2014)
Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- CF30 Customer (1 Nov 2007 to 30 Dec 2007)
- CF21 Investment Adviser (16 Nov 2006 to 31 Oct 2007)
The Toronto-Dominion Bank (no longer approved here)
FRN 124859
- CF21 Investment Adviser (5 Jan 2005 to 31 Oct 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.