Wells Fargo Securities International Limited

• Principal Place of Business

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Complaints Contact

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Edward John William Coulson

  IRN EJC01046

  • [FCA CF] Manager of certification employee (since 1 Mar 2023)
  • [FCA CF] Material risk taker (since 23 Feb 2022)
  • [FCA CF] Algorithmic trading (since 23 Feb 2022)
  • [FCA CF] Client dealing (since 23 Feb 2022)
• Elaine Ng

  IRN EXN01147

  • CF30 Customer (12 Mar 2015 to 8 Dec 2019)
• Eleanor Joanna Talbot-Davies

  IRN EXT00245

  • [FCA CF] Client dealing (since 5 Sep 2025)
• Eleanor Rose Phoebe Birrell

  IRN EXB00483

  • [FCA CF] Client dealing (since 27 Jan 2025)
• Elizabeth Beasley

  IRN EXH01255

  • CF11 Money Laundering Reporting (20 Jan 2009 to 2 May 2013)
• Elizabeth Catherine McGowan

  IRN ECM01039

  • CF30 Customer (28 Jan 2014 to 21 Feb 2019)
• Ellen Lam Law

  IRN EXL00187

  • [FCA CF] Client dealing (1 Aug 2023 to 26 Jun 2025)
• Ellie Da Huong Thao Nguyen

  IRN EDN00007

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
  • CF30 Customer (3 Dec 2016 to 8 Dec 2019)
• Elliot Werth

  IRN EAW01058

  • [FCA CF] Client dealing (since 31 Mar 2022)
  • [FCA CF] Algorithmic trading (31 Mar 2022 to 13 Jun 2022)
  • [FCA CF] Material risk taker (31 Mar 2022 to 13 Jun 2022)
• Emanuele Li Volsi

  IRN EXL00139

  • [FCA CF] Client dealing (14 Jul 2022 to 5 Jan 2025)

No changes recorded yet.