Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wells Fargo Securities International Limited
FRN 186745
- [FCA CF] Client dealing (since 31 Mar 2022)
- [FCA CF] Algorithmic trading (31 Mar 2022 to 13 Jun 2022)
- [FCA CF] Material risk taker (31 Mar 2022 to 13 Jun 2022)
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- [FCA CF] Client dealing (7 Mar 2017 to 29 Mar 2022)
- CF30 Customer (5 Sep 2014 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2017 to 29 Mar 2022)
- CF30 Customer (5 Sep 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.