Wells Fargo Securities International Limited

• Principal Place of Business

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Complaints Contact

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emilie Benita

  IRN EXB00259

  • [FCA CF] Client dealing (since 10 Nov 2025)
• Emma-Louise Hill

  IRN EXH01093

  • CF21 Investment Adviser (18 May 2006 to 13 Jul 2007)
• Eric Arthur John Williamson

  IRN EAW01023

  • CF30 Customer (28 Mar 2008 to 9 Jun 2014)
  • CF21 Investment Adviser (6 Aug 2004 to 10 Jan 2005)
• Eric Augustyn

  IRN EXA01119

  • CF1 Director (17 Jun 2003 to 15 Apr 2010)
• Eric Luoma

  IRN EXL01378

  • CF30 Customer (7 Jul 2017 to 8 Dec 2019)
• Eric Spurlock Jansen

  IRN ESJ01017

  • CF29 Significant management (20 Aug 2019 to 1 Oct 2019)
  • CF30 Customer (29 Aug 2013 to 1 Oct 2019)
• Erik Finn Nelson

  IRN EXN00058

  • [FCA CF] Manager of certification employee (1 Mar 2023 to 2 Nov 2025)
  • [FCA CF] Client dealing (9 Nov 2022 to 10 Nov 2025)
• Erik Gustafson

  IRN EXG01346

  • CF30 Customer (30 Sep 2014 to 3 Nov 2017)
• Faisal Rahman

  IRN FXR01120

  • CF29 Significant management (2 Jul 2015 to 24 Oct 2017)
  • CF30 Customer (12 Mar 2015 to 8 Dec 2019)
• Faye Thorogood

  IRN FXT01018

  • CF30 Customer (1 Nov 2007 to 26 Feb 2019)
  • CF21 Investment Adviser (20 Jul 2004 to 31 Oct 2007)

No changes recorded yet.