Wells Fargo Bank, National Association

• Principal Place of Business

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +4402039428000

  Web

  https://www.wellsfargo.com

• Complaints Contact

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +4402039428000

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marta Brito da Silva

  IRN MXB48471

  • [FCA CF] Manager of certification employee (since 28 Oct 2025)
  • [FCA CF] Client dealing (since 4 May 2023)
• Matthew Gius

  IRN MXG02464

  • [FCA CF] Client dealing (7 Mar 2016 to 5 Jan 2022)
  • CF30 Customer (5 Nov 2015 to 6 Mar 2016)
• Matthew St Hugh McFarlane

  IRN MXM01193

  • [FCA CF] Client dealing (1 Aug 2023 to 19 Jul 2024)
• Maxim Lewis Sinclair

  IRN MLS01094

  • SMF3 Executive Director (18 Apr 2016 to 30 Jun 2021)
  • CF29 Significant management (13 Nov 2013 to 6 Mar 2016)
• Mayowa Joseph Badmus

  IRN MXB01064

  • [FCA CF] Client dealing (since 1 Mar 2023)
• Mayur Arjunkumar Gandhi

  IRN MXG00843

  • [FCA CF] Client dealing (since 29 Apr 2025)
• Mayurh Aggarwal

  IRN MXA01002

  • [FCA CF] Manager of certification employee (since 2 Feb 2024)
• Meredith Reynolds

  IRN MXR02772

  • [FCA CF] Manager of certification employee (1 Mar 2023 to 10 Mar 2025)
  • [FCA CF] Client dealing (19 Jul 2017 to 10 Mar 2025)
• Michael Acratopulo

  IRN MAA01068

  • [FCA CF] Material risk taker (since 20 May 2022)
  • [FCA CF] Significant management (since 7 Mar 2016)
• Michael David Hipwell

  IRN MDH01115

  • SMF16 Compliance Oversight (7 Mar 2016 to 9 Dec 2016)
  • CF10 Compliance Oversight (18 Aug 2010 to 6 Mar 2016)

No changes recorded yet.