Weatherbys Bank Limited

• Principal Place of Business

  Sanders Road

  Finedon Road Industrial Estate

  Wellingborough

  Northamptonshire

  NN8 4BX

  UNITED KINGDOM

  Phone

  +441933543543

  Web

  https://www.weatherbys.bank

• Complaints Contact

  Sanders Road

  Wellingborough

  Northamptonshire

  NN8 4BX

  UNITED KINGDOM

  Phone

  +441933543543

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Daniel Porteous

  IRN DXP44485

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Feb 2023)
• Daniel West

  IRN DXW00709

  • [FCA CF] Significant management (10 May 2024 to 30 Jan 2026)
• Darcy Grace Griffin

  IRN DXG00618

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 17 Mar 2025)
• David Charles Bellamy

  IRN DCB01053

  • SMF12 Chair of the Remuneration Committee (22 Dec 2020 to 1 Mar 2024)
  • SMF9 Chair of the Governing Body (13 Dec 2017 to 1 Mar 2024)
• David James Green

  IRN DXG43475

  • [FCA CF] Significant management (since 10 Jun 2019)
  • [FCA CF] Material risk taker (since 10 Jun 2019)
• David John Kindred

  IRN DJK01125

  • SMF16 Compliance Oversight (21 Nov 2018 to 14 May 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (5 Jun 2018 to 26 Mar 2021)
  • SMF4 Chief Risk (30 May 2017 to 26 Mar 2021)
• David Johnson

  IRN DXJ65714

  • [FCA CF] Functions requiring qualifications (4 Oct 2023 to 12 Jun 2025)
• David Mervyn John Harmon

  IRN DXH43486

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 8 Aug 2022)
  • [FCA CF] Material risk taker (7 Mar 2016 to 1 Mar 2022)
• David Michael Hart

  IRN DMH01151

  • [FCA CF] Significant management (since 7 Mar 2016)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 20 Feb 2024)
  • [FCA CF] Material risk taker (7 Mar 2016 to 20 Feb 2024)
  • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
  • CF17 Significant Mgt (Other Business Operations) (10 Feb 2005 to 31 Oct 2007)
• David Peter Durrant

  IRN DPD01052

  • CF30 Customer (1 Oct 2010 to 2 Sep 2015)

No changes recorded yet.