Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Weatherbys Bank Limited (no longer approved here)

    FRN 204571

    • SMF12 Chair of the Remuneration Committee (22 Dec 2020 to 1 Mar 2024)
    • SMF9 Chair of the Governing Body (13 Dec 2017 to 1 Mar 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Responsibility for MCD Intermediation (21 Mar 2016 to 29 Dec 2017)
    • CF3 Chief Executive (18 Jan 2007 to 29 Dec 2017)
    • Responsible for Insurance Mediation (14 Jan 2005 to 29 Dec 2017)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 20 Apr 2005)
    • CF1 Director (1 Dec 2001 to 29 Dec 2017)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 29 Dec 2017)
    • CF3 Chief Executive (18 Jan 2007 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (18 Jan 2007 to 6 Mar 2016)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
  • St. James's Place Partnership Services Limited (no longer approved here)

    FRN 719983

    • CF1 Director (26 Feb 2016 to 1 Jan 2018)
    • CF3 Chief Executive (26 Feb 2016 to 1 Jan 2018)
  • ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED (no longer approved here)

    FRN 622916

    • CF3 Chief Executive (3 Nov 2014 to 29 Dec 2017)
    • CF1 Director (3 Nov 2014 to 29 Dec 2017)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF3 Chief Executive (18 Jan 2007 to 29 Dec 2017)
    • CF1 Director (15 Oct 2003 to 29 Dec 2017)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 20 Apr 2005)

Recent activity

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