David John Kindred

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KINGDOM BANK LIMITED
FRN 400972
- SMF16 Compliance Oversight (since 20 May 2021)
- SMF4 Chief Risk (since 20 May 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 20 May 2021)
Weatherbys Bank Limited (no longer approved here)
FRN 204571
- SMF16 Compliance Oversight (21 Nov 2018 to 14 May 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (5 Jun 2018 to 26 Mar 2021)
- SMF4 Chief Risk (30 May 2017 to 26 Mar 2021)
Unity Trust Bank Plc (no longer approved here)
FRN 204570
- CF10 Compliance Oversight (3 Jun 2014 to 27 Feb 2015)
- CF28 Systems and controls (3 Jun 2014 to 27 Feb 2015)
- CF11 Money Laundering Reporting (3 Jun 2014 to 27 Feb 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.