Unity Trust Bank Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme, Unit

Senior staff personally approved by the FCA to hold their roles here.

Alan Renatus Frederick Hughes
IRN ARH01084
- SMF9 Chair of the Governing Body (7 Mar 2016 to 22 May 2025)
- CF2 Non Executive Director (3 Feb 2015 to 6 Mar 2016)
Alexander Owen Ryan
IRN AXR00160
- Director of firm who is not a certification employee or a SMF manager (since 20 Nov 2020)
Alexandra Marie Rice
IRN AXR00665
- [FCA CF] Significant management (14 Nov 2022 to 14 Apr 2023)
- [FCA CF] Material risk taker (14 Nov 2022 to 31 Jan 2025)
Alistair Beagrie
IRN AXB01569
- CF1 Director (1 Dec 2001 to 12 Aug 2005)
Allan Campbell Wylie
IRN ACW01084
- Director of firm who is not a certification employee or a SMF manager (16 Mar 2016 to 28 Jul 2022)
- CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
Andrew Smithson
IRN AKS01077
- CF1 Director (3 Apr 2006 to 4 Apr 2006)
Ann Morgan
IRN AMM01393
- SMF16 Compliance Oversight (since 23 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Dec 2024)
- [FCA CF] Significant management (since 9 Feb 2024)
Anna de Rosier
IRN AXD00841
- [FCA CF] Material risk taker (5 Dec 2023 to 31 Jan 2025)
Anthony Douglas Dubbins
IRN ADD01029
- CF2 Non Executive Director (1 Dec 2001 to 31 Oct 2004)
Anthony John Kitchener
IRN AJK01086
- CF2 Non Executive Director (1 Dec 2001 to 18 Jan 2002)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.