Unity Trust Bank Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme, Unit

Senior staff personally approved by the FCA to hold their roles here.

Anthony Jonathan Woodley
IRN AJW01354
- CF2 Non Executive Director (2 Dec 2003 to 28 Mar 2009)
Anthony Martin Parker-Stewart
IRN AXP00895
- SMF24 Chief Operations (since 5 Dec 2025)
- [FCA CF] Significant management (since 11 Aug 2025)
Anthony Paul Kearns
IRN APK01041
- CF2 Non Executive Director (23 Jun 2004 to 24 Aug 2015)
Christian Fleischmann
IRN CXF00157
- [FCA CF] Significant management (1 Apr 2021 to 23 Jun 2022)
Christine Anne Coe
IRN CAC01102
- SMF9 Chair of the Governing Body (since 22 May 2025)
- SMF10 Chair of the Risk Committee (since 3 Mar 2023)
- SMF14 Senior Independent Director (20 Mar 2024 to 22 May 2025)
Christine Grant
IRN CXG01385
- CF2 Non Executive Director (3 Jan 2007 to 19 Nov 2007)
Christopher James Ashworth Mack
IRN CJM01272
- CF2 Non Executive Director (21 Jul 2011 to 3 May 2013)
Christopher Paul Blake
IRN CPB01049
- [FCA CF] Material risk taker (since 2 May 2024)
Christopher Sparks
IRN CXS01296
- SMF10 Chair of the Risk Committee (since 12 Dec 2025)
- Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2025)
Clare Louise Gosling
IRN CLG01058
- SMF2 Chief Finance (7 Mar 2016 to 28 Feb 2017)
- CF1 Director (28 Jan 2016 to 6 Mar 2016)
- CF2 Non Executive Director (14 Aug 2013 to 20 Aug 2015)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.