Unity Trust Bank Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme, Unit

Senior staff personally approved by the FCA to hold their roles here.

Colin Dundas Fyfe
IRN CDF01044
- SMF1 Chief Executive (since 29 Jan 2024)
David Chick
IRN DXC01801
- [FCA CF] Significant management (1 Oct 2021 to 2 Dec 2022)
David Dickman
IRN DAD01031
- CF2 Non Executive Director (1 Dec 2001 to 5 Nov 2004)
David James Jackson
IRN DJJ01037
- CF2 Non Executive Director (1 Dec 2001 to 16 May 2003)
David John Kindred
IRN DJK01125
- CF28 Systems and controls (3 Jun 2014 to 27 Feb 2015)
- CF11 Money Laundering Reporting (3 Jun 2014 to 27 Feb 2015)
- CF10 Compliance Oversight (3 Jun 2014 to 27 Feb 2015)
David Loewy
IRN DXL00109
- [FCA CF] Significant management (since 11 Aug 2025)
David Norman
IRN DXN01095
- CF2 Non Executive Director (1 Dec 2001 to 31 Mar 2002)
David Owen
IRN DXO00207
- [FCA CF] Significant management (1 Oct 2024 to 28 Nov 2025)
David Payne
IRN DXP00509
- [FCA CF] Significant management (17 May 2023 to 19 Dec 2023)
David Prentis
IRN DXP01297
- CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.