David Peter Durrant

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Framling Wealth Ltd

    FRN 914109

    • 14. Managing investments
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 22 Nov 2021)
    • [PRA CF] Key function holder (since 1 Jun 2020)
    • Responsible for Insurance Distribution (since 1 Jun 2020)
    • SMF16 Compliance Oversight (since 1 Jun 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jun 2020)
    • SMF3 Executive Director (since 1 Jun 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2020)
    • [FCA CF] CASS oversight function (1 Jun 2020 to 22 Nov 2021)
    • [FCA CF] Significant management (1 Jun 2020 to 22 Nov 2021)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (22 Aug 2016 to 26 Sep 2019)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (18 Sep 2015 to 26 Sep 2019)
  • Weatherbys Bank Limited (no longer approved here)

    FRN 204571

    • CF30 Customer (1 Oct 2010 to 2 Sep 2015)
  • Titan Pensions & Investments Limited (no longer approved here)

    FRN 143390

    • CF30 Customer (1 Nov 2007 to 31 Aug 2010)
    • CF24 Pension Transfer Specialist (4 Oct 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)
  • Cambridge Financial Associates (no longer approved here)

    FRN 200169

    • Employed By (13 Jun 2005 to 7 Apr 2006)

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