WEALTHCARE MANAGEMENT LIMITED

• Principal Place of Business

  Wealthcare Management Limited

  Westhill Business Centre

  Endeavour Drive

  Arnhall Business Park

  Westhill

  Aberdeenshire

  AB32 6UF

  UNITED KINGDOM

  Phone

  +441224330610

  Web

  https://www.wealthcareifa.uk

• Complaints Contact

  Westhill Business Centre

  Arnhall Business Park

  Aberdeen

  Aberdeenshire

  AB32 6UF

  UNITED KINGDOM

  Phone

  +441224330610

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt adjusting with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Thomas Brighton

  IRN ATB01053

  • CF30 Customer (19 Dec 2014 to 5 Jun 2015)
• Anthony Curley

  IRN AXC00146

  • SMF3 Executive Director (22 Feb 2021 to 6 Oct 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 May 2022)
  • CF30 Customer (22 Mar 2016 to 8 Dec 2019)
• David Alexander Allen

  IRN DAA00002

  • [FCA CF] Client dealing (3 Mar 2021 to 19 Aug 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 13 Apr 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Aug 2022)
  • SMF3 Executive Director (9 Dec 2019 to 19 Aug 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Apr 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 13 Apr 2022)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 13 Apr 2022)
  • Responsible for Insurance Mediation (1 Dec 2014 to 30 Sep 2018)
  • CF30 Customer (1 Dec 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Dec 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2014 to 8 Dec 2019)
  • CF1 Director (1 Dec 2014 to 8 Dec 2019)
• Derek John Isaac

  IRN DJI00011

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Responsibility for MCD Intermediation (since 16 Mar 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Mar 2022)
  • SMF16 Compliance Oversight (since 16 Mar 2022)
  • Responsible for Insurance Distribution (since 16 Mar 2022)
  • SMF3 Executive Director (since 26 Aug 2021)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (21 Mar 2016 to 8 Dec 2019)
• George Daniel Simpson

  IRN GDS00003

  • CF30 Customer (21 Jan 2015 to 5 Jun 2015)
• Helen Allen

  IRN HXA01444

  • SMF3 Executive Director (27 Feb 2020 to 19 Aug 2022)
• Janie Helen McWilliam

  IRN JHM00017

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (17 Jun 2016 to 8 Dec 2019)
• June Hodge

  IRN JXH01900

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Oct 2025)
• Margaret Saunders Duncan Waite

  IRN MSW00022

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jan 2024)
• Murdo Robert Jessiman

  IRN MRJ01056

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)

No changes recorded yet.