Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (16 May 2023 to 24 Oct 2024)
- [FCA CF] Functions requiring qualifications (16 May 2023 to 24 Oct 2024)
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- SMF3 Executive Director (22 Feb 2021 to 6 Oct 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 May 2022)
- CF30 Customer (22 Mar 2016 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- CF7 Sole Trader (AR) (1 Dec 2001 to 9 Sep 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.