Iolaire Financial Limited

• Principal Place of Business

  50 High Street

  Auchterarder

  Perthshire

  PH3 1DB

  UNITED KINGDOM

  Phone

  +441764664210

  Web

  https://www.iolairefinancial.co.uk

• Complaints Contact

  50 High Street

  Auchterarder

  Perthshire

  PH3 1DB

  UNITED KINGDOM

  Phone

  +441764664210

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Curley

  IRN AXC00146

  • [FCA CF] Functions requiring qualifications (16 May 2023 to 24 Oct 2024)
  • [FCA CF] Client dealing (16 May 2023 to 24 Oct 2024)
• Caroline Margaret Gow

  IRN CXG09377

  • [FCA CF] Functions requiring qualifications (4 Dec 2020 to 26 Feb 2021)
  • CF30 Customer (1 Jan 2019 to 8 Dec 2019)
• Daley Adelani Smith

  IRN DAS01284

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • Responsible for Insurance Mediation (since 4 Apr 2025)
  • Responsible for Insurance Distribution (since 4 Apr 2025)
  • SMF16 Compliance Oversight (since 16 Jan 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jan 2025)
  • [FCA CF] Client dealing (since 4 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 4 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 26 Oct 2018)
  • Responsibility for MCD Intermediation (23 Feb 2017 to 26 Oct 2018)
  • CF1 Director (1 Dec 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2016 to 26 Oct 2018)
  • Responsible for Insurance Mediation (1 Dec 2016 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (1 Dec 2016 to 26 Oct 2018)
  • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
• Laura Elizabeth McNiven

  IRN LXM00121

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 4 Dec 2020)
• Lynda Margaret Upperton

  IRN LMI00004

  • SMF16 Compliance Oversight (9 Dec 2019 to 8 Apr 2025)
  • SMF3 Executive Director (9 Dec 2019 to 8 Apr 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Apr 2025)
  • Responsible for Insurance Distribution (4 Oct 2018 to 8 Apr 2025)
  • CF10 Compliance Oversight (4 Oct 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 Oct 2018 to 8 Dec 2019)
  • Responsibility for MCD Intermediation (4 Oct 2018 to 8 Apr 2025)
  • CF1 Director (1 Dec 2016 to 8 Dec 2019)
• Ross Craig Cramb

  IRN RXC00489

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 24 Mar 2022)
  • [FCA CF] Client dealing (since 24 Mar 2022)

No changes recorded yet.