Daley Adelani Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Iolaire Financial Limited

    FRN 751579

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Responsible for Insurance Mediation (since 4 Apr 2025)
    • Responsible for Insurance Distribution (since 4 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jan 2025)
    • SMF16 Compliance Oversight (since 16 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 4 Dec 2020)
    • [FCA CF] Client dealing (since 4 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 26 Oct 2018)
    • Responsibility for MCD Intermediation (23 Feb 2017 to 26 Oct 2018)
    • CF11 Money Laundering Reporting (1 Dec 2016 to 26 Oct 2018)
    • CF1 Director (1 Dec 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2016 to 26 Oct 2018)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Dec 2016 to 30 Sep 2018)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (7 May 2015 to 22 Mar 2017)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (4 Jul 2013 to 22 Mar 2017)
    • CF30 Customer (26 Jun 2013 to 22 Mar 2017)
  • Iolaire Financial Management Ltd (no longer approved here)

    FRN 602848

    • Employed By (26 Jun 2013 to 22 Mar 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (25 Nov 2010 to 29 Jul 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (18 Dec 2007 to 10 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.