Lynda Margaret Upperton

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Iolaire Financial Limited (no longer approved here)

    FRN 751579

    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Apr 2025)
    • SMF3 Executive Director (9 Dec 2019 to 8 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Apr 2025)
    • CF10 Compliance Oversight (4 Oct 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Oct 2018 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (4 Oct 2018 to 8 Apr 2025)
    • Responsible for Insurance Distribution (4 Oct 2018 to 8 Apr 2025)
    • CF1 Director (1 Dec 2016 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (5 Jul 2013 to 25 Nov 2013)
    • CF1 Director (AR) (5 Jul 2013 to 22 Mar 2017)
  • Iolaire Financial Management Ltd (no longer approved here)

    FRN 602848

    • Employed By (5 Jul 2013 to 22 Mar 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (15 Feb 2011 to 29 Jul 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (4 Dec 2007 to 11 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.