Derek John Isaac

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 15 May 2025)
    • [FCA CF] Functions requiring qualifications (since 15 May 2025)
  • WEALTHCARE MANAGEMENT LIMITED

    FRN 629975

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 16 Mar 2022)
    • Responsibility for MCD Intermediation (since 16 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Mar 2022)
    • SMF16 Compliance Oversight (since 16 Mar 2022)
    • SMF3 Executive Director (since 26 Aug 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Mar 2016 to 8 Dec 2019)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (31 Oct 2004 to 19 Jul 2006)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF1 Director (AR) (24 Apr 2003 to 19 Jul 2006)
    • CF21 Investment Adviser (11 Jan 2002 to 4 Feb 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Feb 2003)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 2 Dec 2001)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF1 Director (AR) (24 Apr 2003 to 19 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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