Alan Thomas Brighton

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brandane Financial Services Ltd (no longer approved here)

    FRN 718072

    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Sep 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
    • SMF3 Executive Director (9 Dec 2019 to 13 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Sep 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 13 Sep 2023)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 13 Sep 2023)
    • Responsible for Insurance Mediation (8 Feb 2016 to 30 Sep 2018)
    • CF30 Customer (8 Feb 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Feb 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Feb 2016 to 8 Dec 2019)
    • CF1 Director (8 Feb 2016 to 8 Dec 2019)
  • WEALTHCARE MANAGEMENT LIMITED (no longer approved here)

    FRN 629975

    • CF30 Customer (19 Dec 2014 to 5 Jun 2015)
  • Rod Conway Financial Services Ltd (no longer approved here)

    FRN 188951

    • (2)Employed By (17 Sep 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (2)Employed By at Rod Conway Financial Services Ltd