Brandane Financial Services Ltd

• Principal Place of Business

  India of Inchinnan

  Room 101

  Greenock Road

  Renfrew

  Renfrewshire

  PA4 9LH

  UNITED KINGDOM

  Phone

  +4407907915977

  Web

  https://www.brandaneifa.com

• Complaints Contact

  India of Inchinnan

  Room 101

  Greenock Road

  Renfrew

  Renfrewshire

  PA4 9LH

  UNITED KINGDOM

  Phone

  +4407907915977

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Thomas Brighton

  IRN ATB01053

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 13 Sep 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Sep 2023)
  • SMF3 Executive Director (9 Dec 2019 to 13 Sep 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 13 Sep 2023)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 13 Sep 2023)
  • CF11 Money Laundering Reporting (8 Feb 2016 to 8 Dec 2019)
  • CF1 Director (8 Feb 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (8 Feb 2016 to 8 Dec 2019)
  • Responsible for Insurance Mediation (8 Feb 2016 to 30 Sep 2018)
  • CF30 Customer (8 Feb 2016 to 8 Dec 2019)
• Amanda Macgee

  IRN AXM02030

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Feb 2023)
  • Responsible for Insurance Distribution (since 16 Feb 2023)
  • Responsibility for MCD Intermediation (since 16 Feb 2023)
  • SMF16 Compliance Oversight (since 16 Feb 2023)
  • SMF3 Executive Director (since 18 Feb 2022)
  • [FCA CF] Functions requiring qualifications (since 9 Sep 2020)
  • CF30 Customer (12 Jan 2017 to 8 Dec 2019)

No changes recorded yet.