Wealth Matters Limited

• Principal Place of Business

  727 Capability Green

  Luton

  Bedfordshire

  LU1 3LU

  UNITED KINGDOM

  Phone

  +4401582720511

  Web

  https://www.wealth-matters.co.uk

• Complaints Contact

  727 Capability Green

  Luton

  Bedfordshire

  LU1 3LU

  UNITED KINGDOM

  Phone

  +4401582720511

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment or insurance advice

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alistair Strang Guy

  IRN ASG00015

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Jun 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2025)
• Bruce Arnold Nash

  IRN BXN01038

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Significant management (since 21 Jul 2023)
  • [FCA CF] Client dealing (since 23 Oct 2020)
  • Appointed representative dealing with clients for which they require qualification (since 22 Oct 2020)
  • [FCA CF] Functions requiring qualifications (since 22 Oct 2020)
  • CF30 Customer (since 1 Nov 2007)
• Christopher Edward James

  IRN CEJ01036

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 13 Aug 2024)
  • Appointed representative dealing with clients for which they require qualification (since 13 Aug 2024)
  • CF30 Customer (since 23 Mar 2023)
  • [FCA CF] Client dealing (since 31 Jan 2023)
• Ekaterina Gilbert

  IRN EXG00199

  • Director of firm who is not a certification employee or a SMF manager (since 21 Jul 2023)
• Graham Leonard Dormer

  IRN GXD00342

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 6 May 2025)
  • Appointed representative dealing with clients for which they require qualification (since 24 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 24 Jan 2025)
  • [FCA CF] Client dealing (since 24 Jan 2025)
• Julian David Francis Gilbert

  IRN JDG00023

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 23 Oct 2020)
  • [FCA CF] Functions requiring qualifications (since 23 Oct 2020)
  • [FCA CF] Manager of certification employee (since 23 Oct 2020)
  • [FCA CF] Significant management (since 23 Oct 2020)
  • Appointed representative dealing with clients for which they require qualification (since 23 Oct 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF4 Partner (AR) (since 15 Mar 2013)
  • CF30 Customer (since 1 Nov 2007)
• Katherine Pautard

  IRN KXP00133

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 11 Aug 2021)
  • [FCA CF] Functions requiring qualifications (since 6 Apr 2021)
  • Appointed representative dealing with clients for which they require qualification (since 6 Apr 2021)
  • CF30 Customer (since 6 Apr 2021)

• Wealth Matters Financial Planning

  FRN 595611 · Appointed 7 Feb 2013

No changes recorded yet.