Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wealth Matters Limited
FRN 300635
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Significant management (since 21 Jul 2023)
- [FCA CF] Client dealing (since 23 Oct 2020)
- [FCA CF] Functions requiring qualifications (since 22 Oct 2020)
- Appointed representative dealing with clients for which they require qualification (since 22 Oct 2020)
- CF30 Customer (since 1 Nov 2007)
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Wealth Matters Financial Planning
FRN 595611
- (2)Employed By (since 1 Mar 2013)
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- (1)Employed By (1 Dec 2001 to 27 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.