Graham Leonard Dormer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wealth Matters Limited
FRN 300635
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 6 May 2025)
- [FCA CF] Client dealing (since 24 Jan 2025)
- [FCA CF] Functions requiring qualifications (since 24 Jan 2025)
- Appointed representative dealing with clients for which they require qualification (since 24 Jan 2025)
Wealth Matters Financial Planning
FRN 595611
- (3)Employed By (since 6 May 2025)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (16 Oct 2023 to 9 Jan 2025)
- Appointed representative dealing with clients for which they require qualification (22 May 2023 to 9 Jan 2025)
Graham Dormer (no longer approved here)
FRN 1003038
- (1)Employed By (16 Oct 2023 to 9 Jan 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.