Christopher Edward James

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wealth Matters Limited

    FRN 300635

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 13 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (since 13 Aug 2024)
    • CF30 Customer (since 23 Mar 2023)
    • [FCA CF] Client dealing (since 31 Jan 2023)
  • Wealth Matters Financial Planning

    FRN 595611

    • (4)Employed By (since 23 Mar 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Jan 2023)
    • CF30 Customer (3 Dec 2010 to 6 Jan 2023)
  • Ewing Associates Limited (no longer approved here)

    FRN 215170

    • (21)Employed By (3 Dec 2010 to 6 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.