WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Share, Life Policy, Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security)
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- · Limited to packaged product administration activities.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Retail (Investment), Professional, Rights to or interests in investments (Contractually Based Investments), Life Policy, Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Limited to packaged product administration activities.

Senior staff personally approved by the FCA to hold their roles here.

Peter Hugh-Smith
IRN PXH01241
- (99)CF3 Chief Executive (22 Mar 2016 to 29 May 2019)
Rachel Margaret Short
IRN RMS01214
- (12)CF1 Director (22 Nov 2010 to 2 Dec 2013)
Rebecca Keating
IRN RXK00202
- (57)[FCA CF] Significant management (25 Apr 2024 to 2 Sep 2025)
- (55)[FCA CF] Manager of certification employee (25 Apr 2024 to 2 Sep 2025)
- (56)[FCA CF] Functions requiring qualifications (3 Jul 2020 to 2 Sep 2025)
Ria Louise Corkish
IRN RXC00620
- (66)[FCA CF] Manager of certification employee (1 May 2024 to 2 Sep 2025)
- (67)[FCA CF] Functions requiring qualifications (20 Mar 2024 to 2 Sep 2025)
Richard James Phillips
IRN RXP00233
- (58)[FCA CF] Functions requiring qualifications (1 Dec 2020 to 2 Jun 2021)
Richard Thornton
IRN RXT00224
- (90)[FCA CF] Significant management (30 Sep 2021 to 2 Sep 2025)
Rob Berry
IRN RXB00529
- (51)[FCA CF] Significant management (23 Sep 2021 to 2 Sep 2025)
Robert Charles Coyle
IRN RCC01039
- (11)CF1 Director (29 Jul 2002 to 28 Feb 2006)
Robert Nair
IRN NXR01231
- (115)SMF17 Money Laundering Reporting Officer (MLRO) (29 Apr 2021 to 18 Oct 2021)
Roger Keith Hillyer
IRN RKH01057
- (76)CF10 Compliance Oversight (23 Jan 2009 to 1 Nov 2016)

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.