WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

Date authorised
1 April 2013
Companies House
00934528
Last scraped
15 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443459220044
    Web
    https://www.fundsolutions.net

  • Complaints Contact

    3rd Floor, Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443459220044

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Share, Life Policy, Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Limited to packaged product administration activities.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Retail (Investment), Professional, Rights to or interests in investments (Contractually Based Investments), Life Policy, Rights to or interests in investments (Security), Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to packaged product administration activities.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jean-Paul Lim

    IRN JXL01454

    • (128)SMF16 Compliance Oversight (9 Dec 2019 to 27 Apr 2020)
    • (129)CF10 Compliance Oversight (1 Nov 2016 to 8 Dec 2019)
  • Jessica Elizabeth Mott

    IRN JXM01061

    • (54)[FCA CF] Significant management (29 Apr 2022 to 2 Sep 2025)
  • Jodie Tennant

    IRN JXT00739

    • (65)[FCA CF] Significant management (28 Oct 2024 to 9 May 2025)
  • John Menzies McMurtrie

    IRN JMM01443

    • (97)CF1 Director (7 Nov 2017 to 9 Dec 2019)
  • John William O'Donnell

    IRN JWO01008

    • (130)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2020)
    • (131)CF11 Money Laundering Reporting (13 Oct 2005 to 8 Dec 2019)
  • Jonathan Eadie

    IRN JJE01020

    • (109)CF1 Director (21 Nov 2005 to 31 Dec 2008)
    • (108)CF10 Compliance Oversight (19 Sep 2005 to 31 Dec 2008)
  • Karen Elsworth

    IRN KXE00049

    • (37)[FCA CF] Significant management (15 Jan 2021 to 2 Sep 2025)
    • (36)[FCA CF] Manager of certification employee (15 Jan 2021 to 2 Sep 2025)
  • Karl Joseph Midl

    IRN KJM01106

    • (106)CF1 Director (7 Feb 2002 to 9 Sep 2019)
    • (105)CF8 Apportionment and Oversight (7 Feb 2002 to 3 Apr 2006)
    • (104)CF10 Compliance Oversight (1 Dec 2001 to 10 May 2004)
  • Keith Marsden

    IRN KXM01228

    • (18)CF1 Director (13 Jun 2007 to 2 Nov 2007)
    • (17)CF3 Chief Executive (1 Jan 2006 to 13 Jun 2007)
    • (16)CF8 Apportionment and Oversight (1 Jan 2006 to 13 Jun 2007)
  • Laila Pervin Khan

    IRN LXK86395

    • (83)[FCA CF] Significant management (10 Dec 2020 to 31 Aug 2022)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (125)[FCA CF] Significant management

  2. controlled function added: (124)[FCA CF] Manager of certification employee

  3. controlled function added: (123)[FCA CF] Significant management

  4. controlled function added: (122)CF1 Director

  5. controlled function added: (121)CF28 Systems and controls

  6. controlled function added: (120)SMF9 Chair of the Governing Body

  7. controlled function added: (119)[FCA CF] Significant management

  8. controlled function added: (118)[FCA CF] Functions requiring qualifications

  9. controlled function added: (117)[FCA CF] Manager of certification employee

  10. controlled function added: (116)[FCA CF] Significant management

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