WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

Date authorised
1 April 2013
Companies House
00934528
Last scraped
15 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443459220044
    Web
    https://www.fundsolutions.net

  • Complaints Contact

    3rd Floor, Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443459220044

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Share, Life Policy, Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Limited to packaged product administration activities.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Retail (Investment), Professional, Rights to or interests in investments (Contractually Based Investments), Life Policy, Rights to or interests in investments (Security), Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to packaged product administration activities.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Hugh-Smith

    IRN PXH01241

    • (99)CF3 Chief Executive (22 Mar 2016 to 29 May 2019)
  • Rachel Margaret Short

    IRN RMS01214

    • (12)CF1 Director (22 Nov 2010 to 2 Dec 2013)
  • Rebecca Keating

    IRN RXK00202

    • (57)[FCA CF] Significant management (25 Apr 2024 to 2 Sep 2025)
    • (55)[FCA CF] Manager of certification employee (25 Apr 2024 to 2 Sep 2025)
    • (56)[FCA CF] Functions requiring qualifications (3 Jul 2020 to 2 Sep 2025)
  • Ria Louise Corkish

    IRN RXC00620

    • (66)[FCA CF] Manager of certification employee (1 May 2024 to 2 Sep 2025)
    • (67)[FCA CF] Functions requiring qualifications (20 Mar 2024 to 2 Sep 2025)
  • Richard James Phillips

    IRN RXP00233

    • (58)[FCA CF] Functions requiring qualifications (1 Dec 2020 to 2 Jun 2021)
  • Richard Thornton

    IRN RXT00224

    • (90)[FCA CF] Significant management (30 Sep 2021 to 2 Sep 2025)
  • Rob Berry

    IRN RXB00529

    • (51)[FCA CF] Significant management (23 Sep 2021 to 2 Sep 2025)
  • Robert Charles Coyle

    IRN RCC01039

    • (11)CF1 Director (29 Jul 2002 to 28 Feb 2006)
  • Robert Nair

    IRN NXR01231

    • (115)SMF17 Money Laundering Reporting Officer (MLRO) (29 Apr 2021 to 18 Oct 2021)
  • Roger Keith Hillyer

    IRN RKH01057

    • (76)CF10 Compliance Oversight (23 Jan 2009 to 1 Nov 2016)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (135)CF3 Chief Executive

  2. controlled function added: (134)CF8 Apportionment and Oversight

  3. controlled function added: (133)SMF3 Executive Director

  4. controlled function added: (132)SMF9 Chair of the Governing Body

  5. controlled function added: (131)CF11 Money Laundering Reporting

  6. controlled function added: (130)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (129)CF10 Compliance Oversight

  8. controlled function added: (128)SMF16 Compliance Oversight

  9. controlled function added: (127)SMF16 Compliance Oversight

  10. controlled function added: (126)SMF17 Money Laundering Reporting Officer (MLRO)

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