Ware & Kay Financial Services Ltd

FRN: 589926
Companies House: 08147954
Last scraped: 3 weeks ago

This firm operates as an appointed representative of Yorkshire Independent Financial Advisers Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Sentinel House Peasholme Green

York

North Yorkshire

YO1 7PP

UNITED KINGDOM

Phone

+441904716100

Web

https://www.warekayfs.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andrew William Bell
IRN AWB01085
- Employed By (22 Oct 2012 to 1 Apr 2016)
Michael Neil Peach
IRN MNP01015
- Employed By (since 24 Oct 2012)
Nicholas Robert Johnson
IRN NRJ01013
- Employed By (6 Mar 2013 to 31 Jan 2017)
Nicky Wardle
IRN NXW01135
- Employed By (6 Jun 2019 to 31 Jul 2020)
Owen Roger Thomas
IRN ORT01005
- Employed By (since 21 Mar 2016)
Peter Arthur Kay
IRN PAK01085
- Employed By (since 1 Nov 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.