Peter Arthur Kay

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Yorkshire Independent Financial Advisers Limited

    FRN 474338

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 9 Feb 2017)
    • CF1 Director (AR) (since 1 Nov 2012)
    • SMF1 Chief Executive (9 Dec 2019 to 12 Sep 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2020)
    • Responsible for Insurance Mediation (1 Dec 2016 to 30 Sep 2018)
    • CF10 Compliance Oversight (1 Dec 2016 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2016 to 8 Dec 2019)
    • CF1 Director (26 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Nov 2007 to 8 Dec 2019)
  • Peter Howard Financial Services Ltd

    FRN 516003

    • (4)Employed By (since 20 Jan 2017)
  • Ware & Kay Financial Services Ltd

    FRN 589926

    • Employed By (since 1 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.