Nicky Wardle

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Leodis Wealth Limited

    FRN 707896

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 16 Oct 2025)
    • [FCA CF] Manager of certification employee (since 1 Sep 2022)
    • [FCA CF] Client dealing (since 1 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2022)
    • Appointed representative dealing with clients for which they require qualification (3 Aug 2020 to 1 Sep 2022)
  • Peter Howard Financial Services Ltd (no longer approved here)

    FRN 516003

    • (3)Employed By (6 Jun 2019 to 31 Jul 2020)
  • Ware & Kay Financial Services Ltd (no longer approved here)

    FRN 589926

    • Employed By (6 Jun 2019 to 31 Jul 2020)
  • Yorkshire Independent Financial Advisers Limited (no longer approved here)

    FRN 474338

    • CF30 Customer (3 Jan 2017 to 31 Jul 2020)
  • T B Patterson Associates (no longer approved here)

    FRN 154750

    • CF30 Customer (6 Dec 2012 to 20 Apr 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (11 Sep 2008 to 28 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.