Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
LGT Wealth Management Limited
FRN 466684
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Jan 2026)
-
LGT Wealth Management UK LLP
FRN 471048
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Jan 2026)
-
- [FCA CF] Client dealing (23 Aug 2024 to 10 Sep 2025)
- [FCA CF] Functions requiring qualifications (23 Aug 2024 to 10 Sep 2025)
-
- CF1 Director (2 Nov 2012 to 1 Apr 2016)
- CF1 Director (AR) (22 Apr 2010 to 1 Apr 2016)
- CF30 Customer (10 Aug 2009 to 1 Apr 2016)
-
- Employed By (22 Oct 2012 to 1 Apr 2016)
-
- (2)Employed By (22 Apr 2010 to 1 Apr 2016)
-
- CF30 Customer (22 Sep 2009 to 30 Apr 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.