Warburg Pincus International LLC

• Principal Place of Business

  Stirling Square

  5-7 Carlton Gardens

  London

  UK

  SW1Y 5AD

  UNITED KINGDOM

  Phone

  +4402073060306

  Web

  https://www.warburgpincus.com

• Complaints Contact

  450 Lexington Avenue

  New York

  New York

  10017

  UNITED STATES OF AMERICA

  Phone

  +12128789335

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Nevio Duci

  IRN NXD01297

  • [FCA CF] Client dealing (since 1 Jan 2022)
• Nicholas John Lowcock

  IRN NJL01085

  • CF30 Customer (22 Apr 2008 to 22 Mar 2011)
• Nicholas Lee

  IRN NXL00140

  • [FCA CF] Client dealing (since 1 Jan 2023)
• Nicholas Smith Wang

  IRN NXS00227

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2025)
• Patrick Martin Johnson

  IRN PMJ01064

  • [FCA CF] Client dealing (since 18 Sep 2023)
• Paul Best

  IRN PXB01938

  • CF11 Money Laundering Reporting (4 Sep 2012 to 11 May 2017)
  • CF10 Compliance Oversight (4 Sep 2012 to 9 Jan 2017)
  • CF30 Customer (12 Feb 2009 to 11 May 2017)
• Peder Bratt

  IRN PXB01921

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Feb 2020)
  • CF11 Money Laundering Reporting (9 Jun 2017 to 8 Dec 2019)
  • CF30 Customer (18 Sep 2008 to 8 Dec 2019)
• Pedro Pablo Aznar Foth

  IRN PPA01006

  • CF30 Customer (1 Nov 2007 to 30 Jul 2010)
  • CF21 Investment Adviser (12 Jan 2006 to 31 Oct 2007)
• Peter David Wilson

  IRN PDW01049

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF11 Money Laundering Reporting (13 Dec 2006 to 16 Jun 2010)
  • CF10 Compliance Oversight (13 Dec 2006 to 16 Jun 2010)
  • CF21 Investment Adviser (14 Apr 2005 to 31 Oct 2007)
• Peter Hepburn Deming

  IRN PXD00183

  • [FCA CF] Client dealing (since 9 Dec 2019)

No changes recorded yet.