Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 27 Jun 2022)
  • Warburg Pincus International LLC (no longer approved here)

    FRN 121905

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF10 Compliance Oversight (13 Dec 2006 to 16 Jun 2010)
    • CF11 Money Laundering Reporting (13 Dec 2006 to 16 Jun 2010)
    • CF21 Investment Adviser (14 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.