Date authorised
1 April 2013
Companies House
FC014240
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Stirling Square
    5-7 Carlton Gardens
    London
    UK
    SW1Y 5AD
    UNITED KINGDOM
    Phone
    +4402073060306
  • Complaints Contact

    450 Lexington Avenue
    New York
    New York
    10017
    UNITED STATES OF AMERICA
    Phone
    +12128789335

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adarsh Sarma

    IRN AXS04674

    • SMF3 Executive Director (23 Sep 2020 to 1 Feb 2024)
    • SMF19 Head of Overseas Branch/Head of Overseas (23 Sep 2020 to 1 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • CF30 Customer (27 Apr 2017 to 8 Dec 2019)
  • Amr Kronfol

    IRN AXK01806

    • CF30 Customer (30 Sep 2009 to 1 Oct 2012)
  • Andrew Sibbald

    IRN AXS01407

    • SMF19 Head of Overseas Branch/Head of Overseas (since 31 Jan 2024)
    • SMF3 Executive Director (since 31 Jan 2024)
  • Anja Blumert

    IRN AXB01573

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (6 May 2005 to 31 Oct 2007)
  • Anthony Charles Woolf

    IRN ACW01169

    • CF30 Customer (8 Aug 2015 to 19 Feb 2016)
  • Arthur Johann Brothag

    IRN AJB01615

    • CF30 Customer (1 Nov 2007 to 10 Jun 2009)
    • CF21 Investment Adviser (5 Apr 2007 to 31 Oct 2007)
  • Ayse Tanyeri

    IRN AXT01554

    • CF30 Customer (12 Feb 2009 to 12 Jan 2012)
  • Bartlomiej Jerzy Trzebinski

    IRN BJT01069

    • CF30 Customer (1 Nov 2007 to 9 Jul 2009)
    • CF21 Investment Adviser (4 May 2007 to 31 Oct 2007)
  • Bert Alfons Janssens

    IRN BAJ01018

    • CF30 Customer (15 Jul 2010 to 30 Sep 2015)
  • Bilge Ayse Ogut

    IRN BXO01110

    • CF30 Customer (6 Feb 2009 to 31 Dec 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.