Warburg Pincus International LLC

• Principal Place of Business

  Stirling Square

  5-7 Carlton Gardens

  London

  UK

  SW1Y 5AD

  UNITED KINGDOM

  Phone

  +4402073060306

  Web

  https://www.warburgpincus.com

• Complaints Contact

  450 Lexington Avenue

  New York

  New York

  10017

  UNITED STATES OF AMERICA

  Phone

  +12128789335

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Carl Jonas Wilhelm Agesand

  IRN CJA01144

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (30 Apr 2015 to 8 Dec 2019)
• Carl Ludwig von Baumbach

  IRN CXV00114

  • [FCA CF] Client dealing (since 1 Jan 2025)
• Casey Ryan Dalton

  IRN CRD01082

  • CF30 Customer (1 Sep 2014 to 1 Jan 2015)
• Cem Behmoaram De Toledo

  IRN CXB01897

  • CF30 Customer (31 Jan 2012 to 30 Jun 2014)
• Cezary Wojciech Pietrasik

  IRN CWP01025

  • CF30 Customer (4 Jan 2012 to 17 Apr 2018)
• Charles Robert Kaye

  IRN CRK01026

  • SMF3 Executive Director (9 Dec 2019 to 24 Dec 2022)
  • CF1 Director (20 Apr 2010 to 8 Dec 2019)
• Chiara De Bortoli

  IRN CXD14887

  • [FCA CF] Client dealing (since 1 Jan 2025)
• Chrisitan Heim

  IRN CXH01812

  • CF30 Customer (30 Jun 2013 to 9 Jul 2015)
• Christian Lechner

  IRN CXL01306

  • CF30 Customer (1 Nov 2007 to 1 Jul 2009)
  • CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
• Christopher John Caulkin

  IRN CJC01243

  • CF30 Customer (1 Nov 2007 to 14 Jan 2011)
  • CF21 Investment Adviser (13 Sep 2007 to 31 Oct 2007)

No changes recorded yet.