Warburg Pincus International LLC

Date authorised
1 April 2013
Companies House
FC014240
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Stirling Square
    5-7 Carlton Gardens
    London
    UK
    SW1Y 5AD
    UNITED KINGDOM
    Phone
    +4402073060306
    Web
    https://www.warburgpincus.com

  • Complaints Contact

    450 Lexington Avenue
    New York
    New York
    10017
    UNITED STATES OF AMERICA
    Phone
    +12128789335

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dalip Pathak

    IRN DXP01312

    • CF30 Customer (15 Apr 2010 to 1 Jan 2013)
    • CF1 Director (15 Apr 2010 to 1 Jan 2013)
    • CF3 Chief Executive (11 Jul 2002 to 4 Jan 2011)
    • CF8 Apportionment and Oversight (11 Jul 2002 to 31 Oct 2007)
  • Daniel Zilberman

    IRN DXZ01071

    • SMF3 Executive Director (21 Jan 2020 to 23 Sep 2020)
    • SMF19 Head of Overseas Branch/Head of Overseas (9 Dec 2019 to 23 Sep 2020)
    • CF3 Chief Executive (28 Nov 2016 to 8 Dec 2019)
    • CF30 Customer (8 Sep 2014 to 8 Dec 2019)
  • David Alexis Guedj

    IRN DAG01161

    • CF30 Customer (4 Feb 2009 to 12 Jul 2009)
  • David Vincent Reis

    IRN DVR01005

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (28 Feb 2017 to 8 Dec 2019)
  • Douglas Patrick Madden

    IRN DXM33309

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jul 2022)
    • SMF16 Compliance Oversight (since 18 May 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Jul 2021 to 12 Jan 2022)
  • Flavio Porciani

    IRN FXP01124

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Feb 2023)
    • CF30 Customer (29 Mar 2017 to 8 Dec 2019)
  • Gautham Radhakrishnan

    IRN GXR01108

    • CF30 Customer (22 Apr 2008 to 21 May 2009)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Oct 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Oct 2002)
  • Guy Edward Sochovsky

    IRN GES01049

    • CF30 Customer (25 Apr 2008 to 28 Feb 2010)
  • Henner Thormaehlen

    IRN HXT00208

    • [FCA CF] Client dealing (since 1 Jan 2025)
  • Issam Abedin

    IRN IXA01286

    • [FCA CF] Client dealing (since 1 Jan 2022)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.