Guy Edward Sochovsky

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KROLL SECURITIES LTD.
FRN 466588
- CF30 Customer (since 15 Feb 2021)
- CF1 Director (AR) (since 15 Feb 2021)
- CF30 Customer (14 Nov 2019 to 4 Sep 2020)
- CF1 Director (AR) (14 Nov 2019 to 4 Sep 2020)
Farview Equity Partners Limited
FRN 827190
- (1)Employed By (since 15 Feb 2021)
- (1)Employed By (14 Nov 2019 to 4 Sep 2020)
Warburg Pincus International LLC (no longer approved here)
FRN 121905
- CF30 Customer (25 Apr 2008 to 28 Feb 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.