Date authorised
1 April 2013
Companies House
FC014240
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Stirling Square
    5-7 Carlton Gardens
    London
    UK
    SW1Y 5AD
    UNITED KINGDOM
    Phone
    +4402073060306
  • Complaints Contact

    450 Lexington Avenue
    New York
    New York
    10017
    UNITED STATES OF AMERICA
    Phone
    +12128789335

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jacob Strauss

    IRN JXS04443

    • [FCA CF] Client dealing (since 1 Jan 2026)
  • Jacques Alfred Gilbert Aigrain

    IRN JAA01076

    • CF30 Customer (10 Jul 2015 to 11 Aug 2016)
  • James O'Gara

    IRN JXO01546

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (27 Jan 2017 to 8 Dec 2019)
  • Jane-Ole Gerschefski

    IRN JXG02096

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (31 Mar 2015 to 8 Dec 2019)
  • Jatender Singh Aujla

    IRN JSA01048

    • CF30 Customer (31 Mar 2015 to 31 May 2017)
  • Jeremy Simon Young

    IRN JSY01003

    • CF30 Customer (1 Nov 2007 to 7 Mar 2013)
    • CF21 Investment Adviser (4 Aug 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (15 Oct 2002 to 1 Jan 2007)
    • CF10 Compliance Oversight (15 Oct 2002 to 1 Jan 2007)
  • Johannes Korp

    IRN JXK01767

    • CF30 Customer (30 Jun 2013 to 1 Jun 2015)
  • Jonathan James Cosgrave

    IRN JJC01071

    • CF30 Customer (1 Nov 2007 to 30 Jun 2014)
    • CF21 Investment Adviser (4 Oct 2004 to 31 Oct 2007)
  • Joseph Charles Schull

    IRN JCS01073

    • CF1 Director (24 Feb 2011 to 11 Aug 2016)
    • CF3 Chief Executive (24 Feb 2011 to 27 Jan 2017)
    • CF30 Customer (1 Nov 2007 to 27 Jan 2017)
    • CF21 Investment Adviser (8 Nov 2004 to 31 Oct 2007)
  • Joseph P Landy

    IRN JPL01108

    • SMF3 Executive Director (9 Dec 2019 to 10 Feb 2020)
    • CF1 Director (20 Apr 2010 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.